A New Best Interest Model: The SEC steps up to the plate

In the May/June 2018 issue of PLANADVISER Magazine David Kaleda, a principal in the firm’s Fiduciary & Plan Governance practice, explores the Securities and Exchange Commission (SEC)’s recent proposed “regulation best interest,” which follows the Fifth Circuit’s March 15, 2018 decision striking down the Department of Labor (DOL)’s Fiduciary Rule.

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